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This is Form 19b-4(e). The SEC proposed in rules filed today and OPEN for comment, rules that would require the DERIVATIVES information currently contained in Form 19b-4(e) to be publicly posted on the SRO’s website. Would you like to see this data?

Source: https://public-inspection.federalregister.gov/2023-06330.pdf Summary * The Securities and Exchange Commission (“Commission” or “SEC”) is proposing to require electronic filing or submission of certain forms and other filings or submissions that are required to be filed with or submitted to the Commission under the Securities Exchange Act of
dismal-jellyfish 🧱 Market Reform

Federal Reserve Alert! Today, a CLOSED meeting of the Board of Governors of the Federal Reserve System was held under expedited procedures as it was determined that the public interest did not require opening the meeting.

Today, a CLOSED meeting of the Board of Governors of the Federal Reserve System was held under expedited procedures as it was determined that the public interest did not require opening the meeting. Matter Considered: Discussion of the Semiannual Financial Stability Report. Source: https://www.federalreserve.gov/aboutthefed/boardmeetings/20230417closed.
dismal-jellyfish 📈 Macroeconomics

Inflation Alert! March SCE Labor Market Survey: The average full-time offer wage received in the past four months increased to $62,088 from $59,834 in November 2022.

The average reservation wage—the lowest wage respondents would be willing to accept for a new job—rose to a new series high of $75,811 Source: https://www.newyorkfed.org/microeconomics/sce/labor#/ * The Federal Reserve Bank of New York’s Center for Microeconomic Data today released the March
dismal-jellyfish 📈 Macroeconomics

SEC Alert! SEC Appoints Deborah J. Jeffrey as Inspector General effective May 7, 2023. Ms. Jeffrey is currently the Inspector General of AmeriCorps.

Press Release: The Securities and Exchange Commission today announced the appointment of Deborah J. Jeffrey as Inspector General, effective May 7, 2023. Ms. Jeffrey is currently the Inspector General of AmeriCorps. “Deb will bring incredible experience in public service and oversight to the SEC,” said SEC Chair Gary Gensler. “The
dismal-jellyfish 🧱 Market Reform

SEC Alert! OPEN for comment, the SEC is proposing to require electronic filing or submission of certain forms and other filings or submissions. The proposal would require the information currently contained in Form 19b-4(e) to be publicly posted.

Electronic Submission of Certain Materials under the Securities Exchange Act: Amendments Regarding the Financial and Operational Combined Uniform Single Report (386 pages) https://public-inspection.federalregister.gov/2023-06330.pdf Summary * The Securities and Exchange Commission (“Commission” or “SEC”) is proposing to require electronic filing or submission of certain forms and other
dismal-jellyfish 🧱 Market Reform

CFTC Alert! CFTC Commissioner Christy Goldsmith Romero Announces Yevgeny Shrago as Senior Counsel and Policy Advisor. Shrago previously worked as a Project Leader at the Boston Consulting Group.

Source: https://www.cftc.gov/PressRoom/PressReleases/8689-23 Commodity Futures Trading Commission (CFTC) Commissioner Christy Goldsmith Romero announced that Yevgeny Shrago will serve as her Senior Counsel and Policy Advisor. “I am very excited to have Yevgeny on the team. Yevgeny has tremendous experience protecting consumers and advancing the safety,
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