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FINRA Alert! FINRA previously announced it will be modifying the Statistics data on the OTC Transparency Data website to enhance the amount of information that is available to its users for 11/5/2022.

FINRA Alert! FINRA previously announced it will be modifying the Statistics data on the OTC Transparency Data website to enhance the amount of information that is available to its users for 11/5/2022. These enhancements will now occur beginning on Monday, November 21, 2022.

Source: https://www.finra.org/rules-guidance/rulebooks/upcoming-enhancements-finras-otc-transparency-data-statistics?utm_source=MM&utm_medium=email&utm_campaign=S_OTC_110122_FINAL

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Korea's Act on the Protection of Virtual Asset Users to Take Effect from 7/19: "those who are found to have engaged in unfair trading activities may be subject to criminal punishment or penalty surcharge."

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CFTC Awards Over $8 Million to Whistleblower

CFTC Awards Over $8 Million to Whistleblower who "helped the CFTC establish that one or more derivatives market participants deceived clients about key aspects of trades."

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