DTC,NSCC, and FICC Alert! The entire Exhibit 5 (DTC), Exhibit 5 (NSCC), and Exhibit 5 (FICC) for the Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Risk Management Framework ARE REDACTED.
It was suggested this could be its own post:
The entire Exhibit 5 (DTC), Exhibit 5 (NSCC), and Exhibit 5 (FICC) for the Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Risk Management Framework ARE REDACTED.
Example:
The proposed rules themselves are viewable AND OPEN for comment:
NSCC: https://www.sec.gov/rules/sro/nscc/2023/34-96801.pdf
DTC: https://www.sec.gov/rules/sro/dtc/2023/34-96799.pdf
FICC: https://www.sec.gov/rules/sro/ficc/2023/34-96800.pdf
Does this REDACTION upset you? Please consider using your voice on the OFFICIAL record and sharing so!The proposed rule this come from is still OPEN for comment.
For example, with the DTC proposal: https://www.sec.gov/rules/sro/dtc/2023/34-96799.pdf
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
Comments may be submitted by any of the following methods:
Electronic Comments: Use the Commission’s Internet comment form (http://www.sec.gov/rules/sro.shtml); or Send an e-mail to [email protected]. Please include File Number SR-DTC-2023-001 on the subject line.
Paper Comments: Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549.
All submissions should refer to File Number SR-DTC-2023-001. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet website (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission’s Public Reference Room, 100 F Street, NE, Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of DTC and on DTCC’s website (http://dtcc.com/legal/sec-rulefilings.aspx). All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-DTC-2023-001 and should be submitted on or before [insert date 21 days from publication in the Federal Register]. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
Other coverage of this topic:
More details on the rule:https://www.reddit.com/r/Superstonk/comments/10xau8i/dtc_proposes_rule_change_to_amend_the_clearing/
