DTC Membership Update Alert! Pledgee Account Activation: Effective with the opening of business on August 31st, 2021, JPMorgan Chase Bank, National Association will activate three Pledgee accounts.
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dismal-jellyfish
Self-Regulatory Organization Rule Alert! BOX Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend IM-7240-1 (Release No. 34-92755; File No. SR-BOX-2021-18)
BOX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend IM-7240-1 (Release No. 34-92755; File No. SR-BOX-2021-18); see also Exhibit 5
https://www.sec.gov/rules/sro/box/2021/34-92755.pdf
Reddit Post
Investment Company Act Deregistration Alert! Following have declared that it has ceased being an investment company: Variable Account J of Lincoln Life Assurance Co of Boston, IVA Fiduciary Trust, FSI Low Beta Absolute Return Fund, BNY Mellon Growth
* Variable Account J of Lincoln Life Assurance Co of Boston
* IVA Fiduciary Trust
* FSI Low Beta Absolute Return Fund
* BNY Mellon Growth and Income Fund, Inc.
* AIP Macro Registered Fund A
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Point72 Employee Investment Fund, L.P. and Point72 Asset Management, L.P. (Release No. IC-34365; File No. 813-00393)
Point72 Employee Investment Fund, L.P. and Point72 Asset Management, L.P. (Release No. IC-34365; File No. 813-00393)
https://www.sec.gov/rules/ic/2021/ic-34365.pdf
Adding more characters to make sure this meets the minimum as don't want the post to bounce again... I hope this
Self-Regulatory Organization Rule Alert! FICC: Notice of Filing of Proposed Rule Change to Remove the Early Unwind Intraday Charge, Change the Treatment of Short-Term Treasuries, and Make Other Changes (Release No. 34-92756; File No. SR-FICC-2021-007)
FICC: Notice of Filing of Proposed Rule Change to Remove the Early Unwind Intraday Charge, Change the Treatment of Short-Term Treasuries, and Make Other Changes (Release No. 34-92756; File No. SR-FICC-2021-007); see also Exhibit 5
https://www.sec.gov/rules/sro/ficc/2021/34-92756.pdf
Purpose
FICC is proposing to
Self-Regulatory Organization Rule Alert! NYSE Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Term "Related Party Transactions" under Section 314.00 of the NYSE Listed Company Manual (Release No. 34-92770; File No. SR-NYS
NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Term "Related Party Transactions" under Section 314.00 of the NYSE Listed Company Manual (Release No. 34-92770; File No. SR-NYSE-2021-43); see also Exhibit 5
Section 314.00 of the Manual provides that a companyโs
Reverse Repo Update! New reverse repo counterparties effective 8/26/21:Federated Hermes Capital Reserves Fund, Federated Hermes Municipal Obligations Fund, Federated Hermes Tax-Free Obligations Fund, Northern Funds - U.S. Government Select Money Market
Reverse repo counterparties list updated
The following have been added to the list of reverse repo counterparties, effective August 26, 2021.
* Federated Hermes Capital Reserves Fund
* Federated Hermes Municipal Obligations Fund
* Federated Hermes Tax-Free Obligations Fund
* Northern Funds - U.S. Government Select Money Market Fund
* Schwab Variable Share Price