NSCC Alert! Implementation Date of the Removal of ID Net Transactions from the Calculation of NSCC Required Fund Deposits (SR-NSCC-2021- 011) is confirmed effective 10/4/21.
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dismal-jellyfish
Self-Regulatory Organization Rule Alert: end of the month rule dump! The need for this many rules is the sign of a healthy and fair market, right? Right?!?!?
* CboeBZX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Exempt Certain Categories of Investment Companies Registered under the Investment Company Act of 1940 from the Requirement to Obtain Shareholder Approval Prior to the Issuance of Securities in Connection with Certain Acquisitions of the Stock or Assets
SEC Alert! Statement on Proposed Changes to Asset Managersโ Proxy Voting Disclosures
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Thank you, Chair Gensler, and thank you to the staff in the Division of Investment Management (the โDivisionโ) for your hard work on the recommendation we are considering today, to propose amendments to disclosures that asset managers make with regard to their proxy voting.[1]ย As no recommendation gets
Self-Regulatory Organization Rule Alert! ICE Clear Europe Limited; Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the ICE Clear Europe Clearing Membership Policy and Clearing Membership Procedures (Release No. 34
ICEEU: Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the ICE Clear Europe Clearing Membership Policy and Clearing Membership Procedures (Release No. 34-93178; File No. SR-ICEEU-2021-014)
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SEC Alert! Statement on Proposal to Enhance Reporting of Proxy Votes by Registered Management Investment Companies And Reporting of Executive Compensation Votes by Institutional Investment Managers
Source
Good morning. This is an open meeting of the U.S. Securities and Exchange Commission on September 29, 2021. I want to welcome members of the public who are listening in.
This is my first open meeting as Chair of this remarkable agency. While there will be times when
SEC Alert! SEC announces that Commodity Futures Trading Commission (CFTC) Commissioner Dan Berkovitz has been named SEC General Counsel, effective Nov. 1. John Coates will leave the agency in October and return to teaching at Harvard.
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Self-Regulatory Organization Rule Alert! CboeBZX: Order Granting Approval of a Proposed Rule Change to Amend Rule 14.11(m) (Tracking Fund Shares) to Provide for the Use of Custom Baskets (Release No. 34-93147; File No. SR-CboeBZX-2021-053)
CboeBZX: Order Granting Approval of a Proposed Rule Change to Amend Rule 14.11(m) (Tracking Fund Shares) to Provide for the Use of Custom Baskets Consistent with the Exemptive Relief Issued Pursuant to the Investment Company Act of 1940 Applicable to a Series of Tracking Fund Shares (Release No.