dismal-jellyfish

dismal-jellyfish

SEC Alert! Hester Pierce OPPOSES adopted amendments to its rules to require registrants to disclose information reflecting the relationship between executive compensation actually paid by a registrant & the registrant’s financial performance.

SEC Alert! Hester Pierce OPPOSES adopted amendments to its rules to require registrants to disclose information reflecting the relationship between executive compensation actually paid by a registrant & the registrant’s financial performance as required and mandated by the Dodd-Frank Act in 2010. Source: https://www.sec.gov/news/statement/
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SEC Alert! The SEC today adopted amendments to its rules to require registrants to disclose information reflecting the relationship between executive compensation actually paid by a registrant 7 the registrant’s financial performance.

SEC Alert! The SEC today adopted amendments to its rules to require registrants to disclose information reflecting the relationship between executive compensation actually paid by a registrant 7 the registrant’s financial performance. The rules implement a requirement mandated by the Dodd-Frank Act Source Other commentary: Statement on Final Rule
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SEC Alert! A draft strategic plan for fiscal years 2022 to 2026 is now available for public comment.

Source Comments from Gary Gensler The draft strategic plan establishes three primary goals: * Protecting working families against fraud, manipulation, and misconduct; * Developing and implement a robust regulatory framework that keeps pace with evolving markets, business models, and technologies; and * Supporting a skilled workforce that is diverse, equitable, inclusive, and is
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SEC Notice! Notice of Substituted Compliance Application Submitted by the Spanish Financial Conduct Authority in Connection with Certain Requirements Applicable to Security-Based Swap Dealers and Major Security-Based Swap Participants Subject

Notice of Substituted Compliance Application Submitted by the Spanish Financial Conduct Authority in Connection with Certain Requirements Applicable to Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the Kingdom of Spain; Proposed Order (Release No. 34-92716; File No. S7-09-21; August 20, 2021) https://www.sec.gov/
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