SEC Alert! SEC submitted to OMB a request for approval of extension of the previously approved collection of information provided for in Rule 201 and Rule 200. Rule 201 is a short sale-related circuit breaker rule
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dismal-jellyfish
SEC Alert! Special filing with Federal Register: SEC submits notice for another closed door meeting via Sunshine Act for 2/3/2023 @ 2pm.
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SEC Alert! SEC proposing new rules (386 pages) relating to a broker-dealerโs duty of best execution. Enhances the existing regulatory framework calling for more robust policies and procedures for broker-dealers engaging in certain conflicted transactions
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84 years ago you couldn't even say Ethereum here. How the turntables...
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Dr. T on Twitter: Sign now to save EU capital markets from being ruined by mollycoddling regulators!
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Feds seize almost $700 million of FTX assets in Sam Bankman-Fried criminal case. Federal prosecutors seized over $697 million in cash and assets connected to Sam Bankman-Fried, court filings from Friday show, primarily in the form of Robinhood shares.
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SEC Alert! Special Filing with Federal Register: SEC submits notice of closed door meeting via Sunshine Act for 1/26/2023 at 2:00pm.
Source: https://public-inspection.federalregister.gov/2023-01430.pdf
The subject matter of the closed meeting will consist of the following topics:
* Institution and settlement of injunctive actions;
* Institution and settlement of administrative proceedings;
* Resolution of litigation claims; and
* Other matters relating to examinations and enforcement proceedings.
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